Our Team

Our Experts

Billy Abrams

Chief Exectutive Officer

Billy Abrams is a capital markets professional and licensed Securities Principal with 30+ years of experience in trading, sales, sales support, and management. He serves as a consultant for a large regional broker-dealer as well as a publicly traded asset management firm and for decades has written daily technical market commentaries covering the U.S. Treasury and related financial markets.

Leonard Barenboim

Chief Compliance Officer

Leonard Barenboim is a senior capital markets professional and licensed Securities Principal providing compliance, brokerage management and project funding advisory services to securities brokers and registered investment advisory firms. Leonard started his capital markets career in 1986 with SG Warburg and Co. in New York, where he served in institutional sales specializing in Australia and New Zealand equities sales to institutional investors in the United States.

Kenneth R. George

Financial and Operations Principal

Mr. George has been a licensed FinOp since 1996 and founded FINOP Services, LLC in 2003. He and 4 staff members provide FinOp and compliance services to broker-dealers throughout the country. He has been FinOP for many types of broker-dealer including but not limited to: self-clearing firms, exchange member firms, municipal, research, introducing and investment banking broker-dealers.